API Console
Executive Summary
Agree the policies and required make-up of an investment portfolio and ensure all required bank and regulatory terms and conditions are addressed
Examples of Use
A relationship manager established the investment agreement for a customer that is setting up a managed investment portfolio
Role Definition
Agree the customer investment portfolio governing principles, risk appetite, management/trading guidelines and target portfolio profile. Identify any desired/target and ‘out of bounds’ securities/sectors. Ensure disclosures and related eligibility, suitability and other regulatory obligations are addressed and reflected in the agreement
Related Business Scenarios
Core Business Object
Key Features
- Identify and agree investment portfolio properties and make-up (includes risk appetite)
- Handle regulatory and bank requirements (e.g. disclosures, suitability, eligibility)
- Identify any target and securities to avoid
- Agree key roles and schedules for the investment portfolio handling