API Console

Swagger | Microservice

Executive Summary

Agree the policies and required make-up of an investment portfolio and ensure all required bank and regulatory terms and conditions are addressed

Examples of Use

A relationship manager established the investment agreement for a customer that is setting up a managed investment portfolio

Role Definition

Agree the customer investment portfolio governing principles, risk appetite, management/trading guidelines and target portfolio profile. Identify any desired/target and ‘out of bounds’ securities/sectors. Ensure disclosures and related eligibility, suitability and other regulatory obligations are addressed and reflected in the agreement

Related Business Scenarios

Process Portfolio Rebalancing
Handle Request for Windfall Investment
Handle Request for Product Selection
Handle Request for Investment Plan
Process Performance Review

Core Business Object

Investment Portfolio

Key Features

  • Identify and agree investment portfolio properties and make-up (includes risk appetite)
  • Handle regulatory and bank requirements (e.g. disclosures, suitability, eligibility)
  • Identify any target and securities to avoid
  • Agree key roles and schedules for the investment portfolio handling